| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2025-05-06 | - |
| Rep | 提供资产管理 | 2025-05-06 | - | |
| Rep | 证券交易 | 2025-05-06 | - | |
| WRise Wealth Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2023-10-30 | 2024-12-19 |
| Rep | 提供资产管理 | 2023-10-30 | 2024-12-19 | |
| Rep | 证券交易 | 2023-10-30 | 2024-12-19 | |
| JMC Capital International Limited | Rep | 就期货合约提供意见 | 2022-12-19 | 2023-07-13 |
| Rep | 期货合约交易 | 2022-12-19 | 2023-07-13 | |
| Rep | 就证券提供意见 | 2022-10-31 | 2023-07-13 | |
| Rep | 证券交易 | 2022-10-31 | 2023-07-13 | |
| JMC Capital HK Limited | Rep | 就证券提供意见 | 2022-09-06 | 2023-07-13 |
| Rep | 提供资产管理 | 2022-09-06 | 2023-07-13 | |
| Rep | 证券交易 | 2022-09-06 | 2023-07-13 | |
| Phoenix Capital (International) Limited | RO | 就证券提供意见 | 2019-03-04 | 2021-04-24 |
| RO | 提供资产管理 | 2019-03-04 | 2021-04-24 | |
| Rep | 就证券提供意见 | 2017-10-13 | 2019-03-04 | |
| Rep | 提供资产管理 | 2017-10-13 | 2019-03-04 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2008-07-29 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2008-07-29 | 2010-12-06 |
已采集记录中暂无金管局登记。