Personnel Hong Kong SFC License Details (ID 88685)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Morgan Stanley Asia Limited	Rep	就期货合约提供意见	2016-07-14	2026-02-27
	Rep	就证券提供意见	2016-07-14	2026-02-27
Morgan Stanley Hong Kong Securities Limited	Rep	提供自动化交易服务	2013-07-24	2026-02-27
	Rep	期货合约交易	2010-12-06	2026-02-27
Morgan Stanley Asia Limited	Rep	提供自动化交易服务	2010-06-28	2013-07-24
	Rep	证券交易	2010-06-28	2026-02-27
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	2010-06-28	2010-12-06
	Rep	期货合约交易	2010-06-28	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	证券交易	2010-06-28	2026-02-27
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	就证券提供意见	2009-11-20	2010-03-26
	Rep	证券交易	2009-10-20	2010-03-26
CCB INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2008-08-20	2009-10-13
BEAR STEARNS ASIA LIMITED	Rep	期货合约交易	2005-12-01	2008-05-30
	Rep	就证券提供意见	2004-04-14	2004-11-19
	Rep	证券交易	2004-04-14	2008-05-30
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2003-12-09	2004-04-07
	Rep	证券交易	2003-12-09	2004-04-07
ETRADE SECURITIES LIMITED	Rep	就证券提供意见	2003-12-09	2004-04-07
	Rep	证券交易	2003-12-09	2004-04-07
Morgan Stanley Asia Limited	Rep	就机构融资提供意见	-	2003-07-22
	Rep	就证券提供意见	-	2003-07-22
	Rep	提供自动化交易服务	-	2003-07-22
	Rep	证券交易	-	2003-07-22
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	-	2003-07-22
	Rep	期货合约交易	-	2003-07-22

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