| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | RO | 就机构融资提供意见 | 2018-10-22 | 2022-12-30 |
| RO | 就证券提供意见 | 2018-10-22 | 2022-12-30 | |
| RO | 证券交易 | 2018-10-22 | 2022-12-30 | |
| Rep | 就机构融资提供意见 | 2018-08-14 | 2018-10-22 | |
| Rep | 就证券提供意见 | 2018-08-14 | 2018-10-22 | |
| Rep | 证券交易 | 2018-08-14 | 2018-10-22 | |
| Morgan Stanley Asia Limited | RO | 就机构融资提供意见 | 2016-06-28 | 2018-06-22 |
| RO | 证券交易 | 2016-06-28 | 2018-06-22 | |
| Rep | 就机构融资提供意见 | 2010-08-30 | 2016-06-28 | |
| Rep | 证券交易 | 2010-08-30 | 2016-06-28 | |
| ANGLO CHINESE CORPORATE FINANCE, LIMITED | Rep | 就机构融资提供意见 | 2006-04-07 | 2007-06-16 |