| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2017-06-01 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2017-06-01 | - |
| Rep | 期货合约交易 | 2017-06-01 | - | |
| Rep | 证券交易 | 2017-06-01 | - | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2013-07-24 | 2016-11-09 |
| Rep | 证券交易 | 2013-07-03 | 2016-11-09 | |
| Rep | 期货合约交易 | 2010-12-06 | 2016-11-09 | |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2007-04-19 | 2013-07-24 |
| Rep | 证券交易 | 2007-04-19 | 2016-11-09 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2007-04-19 | 2010-12-06 |
| Rep | 期货合约交易 | 2007-04-19 | 2010-12-06 |
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