Personnel Hong Kong SFC License Details (ID 88704)

Personnel Hong Kong SFC License Details (ID 88704)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Jane Street Asia Pacific Limited	Rep	期货合约交易	2024-08-06	-
	Rep	证券交易	2024-08-06	-
JANE STREET HONG KONG LIMITED	Rep	期货合约交易	2020-08-19	-
	Rep	证券交易	2020-08-19	-
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2019-03-18	2020-04-18
UBS SECURITIES HONG KONG LIMITED	Rep	期货合约交易	2019-03-18	2020-04-18
	Rep	证券交易	2019-03-18	2020-04-18
UBS DERIVATIVES HONG KONG LIMITED	Rep	期货合约交易	2012-12-07	2014-03-03
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2012-12-07	2014-03-03
	Rep	证券交易	2012-12-07	2020-04-18
Morgan Stanley Hong Kong Securities Limited	Rep	期货合约交易	2010-12-06	2012-07-10
Morgan Stanley Asia Limited	Rep	提供自动化交易服务	2010-04-30	2012-07-10
	Rep	证券交易	2010-04-30	2012-07-10
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	2010-04-30	2010-12-06
	Rep	期货合约交易	2010-04-30	2010-12-06