| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 就期货合约提供意见 | 2015-01-26 | - |
| Rep | 就证券提供意见 | 2015-01-26 | - | |
| Rep | 提供资产管理 | 2015-01-26 | - | |
| FITCH (HONG KONG) LIMITED | Rep | 提供信贷评级服务 | 2012-09-03 | 2014-12-19 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2011-11-29 | 2012-07-03 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2010-04-14 | 2012-07-03 |
| Rep | 证券交易 | 2010-04-14 | 2012-07-03 |