| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2024-11-12 | 2026-09-10 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2011-09-02 | 2026-09-10 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2010-09-14 | 2011-05-24 |
| Rep | 就机构融资提供意见 | 2009-08-10 | 2010-09-07 | |
| Rep | 就证券提供意见 | 2009-08-10 | 2010-09-07 | |
| Rep | 证券交易 | 2009-08-10 | 2011-05-24 |