| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2013-07-24 | 2015-06-10 |
| Rep | 期货合约交易 | 2010-12-06 | 2015-06-10 | |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2006-03-21 | 2013-07-24 |
| Rep | 证券交易 | 2006-03-21 | 2015-06-10 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2006-03-21 | 2010-12-06 |
| Rep | 期货合约交易 | 2006-03-21 | 2010-12-06 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 证券交易 | 2006-03-21 | 2015-06-10 |
| GRAND ALLIANCE ASSET MANAGEMENT LIMITED | Rep | 就机构融资提供意见 | - | 2004-03-23 |
| Rep | 就证券提供意见 | - | 2004-03-23 | |
| Rep | 提供资产管理 | - | 2004-03-23 |