| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 就期货合约提供意见 | 2017-08-07 | 2020-06-16 |
| Rep | 就证券提供意见 | 2017-08-07 | 2020-06-16 | |
| Rep | 提供资产管理 | 2017-08-07 | 2020-06-16 | |
| S&P GLOBAL RATINGS HONG KONG LIMITED | Rep | 提供信贷评级服务 | 2015-10-20 | 2017-07-28 |
| Morgan Stanley Asia Limited | Rep | 就证券提供意见 | 2010-09-07 | 2015-09-29 |
| Rep | 证券交易 | 2010-09-07 | 2015-09-29 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2010-04-08 | 2010-08-09 |
| Rep | 证券交易 | 2007-11-22 | 2010-08-09 |