| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Naga Capital Partners (HK) Limited | RO | 提供资产管理 | 2012-09-14 | 2015-07-22 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2012-06-07 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2010-04-15 | 2012-06-07 |
| Rep | 证券交易 | 2010-04-15 | 2012-06-07 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2010-04-15 | 2010-12-06 |
| Rep | 期货合约交易 | 2010-04-15 | 2010-12-06 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 证券交易 | 2010-04-15 | 2012-06-07 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | - | 2003-08-22 |
| Rep | 证券交易 | - | 2008-07-11 |