| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2008-01-03 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2007-12-17 | 2012-05-14 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2007-04-11 | 2007-11-16 |
| Rep | 证券交易 | 2007-04-11 | 2007-11-16 | |
| FIL Investment Advisors | Rep | 就机构融资提供意见 | - | 2003-05-07 |
| Rep | 就证券提供意见 | - | 2003-05-07 | |
| Rep | 提供资产管理 | - | 2003-05-07 | |
| FIL Investment Management (Hong Kong) Limited | Rep | 就机构融资提供意见 | - | 2003-05-07 |
| Rep | 就证券提供意见 | - | 2003-05-07 | |
| Rep | 提供资产管理 | - | 2003-05-07 |