| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 就证券提供意见 | 2020-12-21 | - |
| Rep | 证券交易 | 2020-12-21 | - | |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2018-07-18 | 2019-12-30 |
| Everbright Securities Global (HK) Limited | Rep | 就机构融资提供意见 | 2018-07-18 | 2019-12-30 |
| Rep | 证券交易 | 2018-07-18 | 2019-12-30 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2018-07-18 | 2019-12-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2017-12-20 | 2018-03-02 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2010-03-10 | 2013-09-05 |
| Rep | 证券交易 | 2008-07-23 | 2018-03-02 |