| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DC Wealth Management (HK) Limited | Rep | 就证券提供意见 | 2025-11-20 | 2026-04-30 |
| Rep | 提供资产管理 | 2025-11-20 | 2026-04-30 | |
| Rep | 证券交易 | 2025-11-20 | 2026-04-30 | |
| Glory Sun Securities Limited | Rep | 证券交易 | 2022-06-13 | 2022-10-16 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2011-04-15 | 2012-04-05 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2011-04-15 | 2012-04-05 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2006-02-28 | 2006-09-14 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2006-02-28 | 2006-09-14 |
| Rep | 证券交易 | 2006-02-28 | 2006-09-14 |