| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2014-11-19 | 2015-11-30 |
| Rep | 期货合约交易 | 2014-11-19 | 2017-08-05 | |
| Rep | 证券交易 | 2014-11-19 | 2017-08-05 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2013-01-15 |
| Rep | 证券交易 | 2008-05-20 | 2013-01-15 | |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2006-07-11 | 2013-01-15 |
| Rep | 证券交易 | 2006-07-11 | 2013-01-15 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2006-07-11 | 2010-12-06 |
| Rep | 期货合约交易 | 2006-07-11 | 2010-12-06 |