| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2014-11-03 | 2016-04-29 |
| Rep | 证券交易 | 2014-11-03 | 2016-04-29 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2011-08-01 | 2014-08-05 |
| Rep | 证券交易 | 2011-08-01 | 2014-08-05 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-09-01 | 2011-05-13 |
| Rep | 证券交易 | 2010-09-01 | 2011-05-13 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | - | 2003-05-10 |
| Rep | 就证券提供意见 | - | 2003-05-10 | |
| Rep | 提供资产管理 | - | 2003-05-10 | |
| Rep | 证券交易 | - | 2003-05-10 |