| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2010-04-26 | 2013-09-05 |
| Rep | 证券交易 | 2009-12-30 | 2014-04-25 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2006-02-16 | 2007-02-28 |
| Rep | 就证券提供意见 | 2006-02-16 | 2007-02-28 | |
| Rep | 证券交易 | 2006-02-16 | 2007-02-28 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-08-29 | 2006-01-07 |
| Rep | 证券交易 | 2005-08-29 | 2006-01-07 |