| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2011-08-03 | 2013-07-02 |
| Rep | 证券交易 | 2011-08-03 | 2013-07-02 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2011-08-03 | 2013-07-02 |
| Rep | 证券交易 | 2011-08-03 | 2013-07-02 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2007-06-01 | 2011-05-05 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2007-06-01 | 2011-05-05 |