| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2026-08-07 | - |
| RO | 就证券提供意见 | 2026-08-07 | - | |
| RO | 证券交易 | 2026-08-07 | - | |
| Rep | 就机构融资提供意见 | 2026-06-03 | 2026-08-07 | |
| Rep | 就证券提供意见 | 2026-06-03 | 2026-08-07 | |
| Rep | 证券交易 | 2026-06-03 | 2026-08-07 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2017-06-02 | 2026-02-05 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2017-05-16 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2010-03-10 | 2013-09-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2010-03-10 | 2010-12-06 |
| Rep | 期货合约交易 | 2009-06-15 | 2010-12-06 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2008-07-09 | 2026-02-05 |
已采集记录中暂无金管局登记。