| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BREVAN HOWARD (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2015-07-16 | 2015-10-19 |
| Rep | 就证券提供意见 | 2015-07-16 | 2015-10-19 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2015-04-21 |
| Morgan Stanley Asia Limited | Rep | 就期货合约提供意见 | 2009-02-27 | 2015-04-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2009-02-27 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | 就证券提供意见 | 2008-02-22 | 2015-04-21 |
| Rep | 证券交易 | 2008-02-22 | 2015-04-21 |