| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | 提供资产管理 | 2023-12-28 | - |
| Rep | 就证券提供意见 | 2023-05-03 | - | |
| Rep | 证券交易 | 2023-05-03 | - | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2006-05-03 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2006-05-03 | 2010-12-06 |