| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Aon Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2017-01-27 | 2019-06-28 |
| RO | 就证券提供意见 | 2017-01-27 | 2019-06-28 | |
| RO | 证券交易 | 2017-01-27 | 2019-06-28 | |
| Willis Towers Watson Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2015-06-17 | 2015-10-04 |
| RO | 证券交易 | 2015-06-17 | 2015-10-04 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2011-06-07 | 2012-08-29 |
| Rep | 证券交易 | 2011-06-07 | 2012-08-29 | |
| ROTHSCHILD & CO HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2009-03-16 | 2011-05-25 |
| Rep | 就证券提供意见 | 2009-03-16 | 2011-05-25 | |
| Rep | 就机构融资提供意见 | 2006-11-06 | 2007-06-27 | |
| Rep | 就证券提供意见 | 2006-11-06 | 2007-06-27 |