| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2022-11-23 | - |
| Rep | 证券交易 | 2022-11-23 | - | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2022-02-21 | 2022-02-21 |
| RO | 证券交易 | 2021-12-23 | 2022-02-21 | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2021-08-10 | 2022-02-15 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2021-08-10 | 2021-12-23 |
| Rep | 就证券提供意见 | 2021-08-10 | 2022-02-21 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2018-01-17 | 2021-04-21 |
| Rep | 期货合约交易 | 2018-01-17 | 2021-04-21 | |
| Rep | 证券交易 | 2018-01-17 | 2021-04-21 | |
| Fosun International Securities Limited | Rep | 就证券提供意见 | 2016-04-21 | 2017-11-30 |
| Rep | 证券交易 | 2016-04-21 | 2017-11-30 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2010-08-09 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2010-08-09 | 2010-12-06 |
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