| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | RO | 证券交易 | 2018-08-22 | 2022-07-11 |
| Rep | 证券交易 | 2018-02-27 | 2018-08-22 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2017-11-29 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2007-05-31 | 2013-09-05 |
| Rep | 证券交易 | 2007-05-31 | 2017-11-29 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2007-05-31 | 2010-12-06 |
| Rep | 期货合约交易 | 2007-05-31 | 2010-12-06 |