Personnel Hong Kong SFC License Details (ID 89124)

Personnel Hong Kong SFC License Details (ID 89124)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
GOLDMAN SACHS (ASIA) L.L.C.	Rep	提供资产管理	2015-05-20	2016-06-07
	Rep	证券交易	2015-05-20	2016-06-07
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	期货合约交易	2015-05-20	2016-06-07
SKYVAST ASSET MANAGEMENT LIMITED	Rep	提供资产管理	2013-10-02	2014-12-08
SKYVAST SECURITIES LIMITED	Rep	期货合约交易	2013-10-02	2014-12-08
	Rep	证券交易	2013-10-02	2014-12-08
Morgan Stanley Hong Kong Securities Limited	Rep	期货合约交易	2010-12-06	2012-05-14
Morgan Stanley Asia Limited	Rep	证券交易	2008-01-07	2012-05-14
Morgan Stanley Hong Kong Futures Limited	Rep	期货合约交易	2008-01-07	2010-12-06
ATLANTIS INVESTMENT MANAGEMENT LIMITED	Rep	就证券提供意见	2006-11-16	2007-10-19
	Rep	提供资产管理	2006-11-16	2007-10-19
Morgan Stanley Asia Limited	Rep	证券交易	2005-09-20	2006-10-23
Morgan Stanley Hong Kong Futures Limited	Rep	期货合约交易	2005-09-20	2006-10-23