| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2014-05-13 | 2016-01-28 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2014-05-13 | 2016-01-28 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2012-01-06 | 2014-03-04 |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2010-01-15 | 2011-07-18 |
| Rep | 证券交易 | 2010-01-15 | 2014-03-04 |