Kwok, Pui Ying 郭佩瑛 Hong Kong SFC License Details (ID 89161)

Kwok, Pui Ying 郭佩瑛 Hong Kong SFC License Details (ID 89161)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	就证券提供意见	2016-05-20	2016-07-06
CICC US Securities (Hong Kong) Limited	Rep	证券交易	2014-04-22	2016-07-06
	RO	证券交易	2013-09-30	2014-04-22
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	RO	就期货合约提供意见	2013-09-16	2016-07-06
	RO	期货合约交易	2013-09-16	2016-07-06
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	提供资产管理	2013-03-14	2016-07-06
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	证券交易	2012-11-27	2016-07-06
	RO	就期货合约提供意见	2012-08-28	2016-07-06
	RO	期货合约交易	2012-08-28	2016-07-06
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	期货合约交易	2012-04-10	2013-09-16
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	证券交易	2012-04-10	2012-11-27
Morgan Stanley Hong Kong Securities Limited	Rep	期货合约交易	2010-12-06	2012-01-10
Morgan Stanley Asia Limited	Rep	就机构融资提供意见	-	2004-02-11
	Rep	就证券提供意见	-	2004-02-11
	Rep	提供自动化交易服务	-	2012-01-10
	Rep	证券交易	-	2012-01-10
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	-	2010-12-06
	Rep	期货合约交易	-	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	证券交易	-	2012-01-10