| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Aspex Management (HK) Limited | Rep | 提供资产管理 | 2021-11-05 | - |
| Merrill Lynch (Asia Pacific) Limited | RO | 证券交易 | 2016-05-16 | 2021-09-30 |
| Merrill Lynch Far East Limited | RO | 期货合约交易 | 2016-05-16 | 2021-09-30 |
| RO | 证券交易 | 2016-05-16 | 2021-09-30 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2015-06-05 | 2016-05-16 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2015-06-05 | 2016-05-16 |
| Rep | 证券交易 | 2015-06-05 | 2016-05-16 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2013-07-24 | 2015-02-25 |
| Rep | 期货合约交易 | 2010-12-06 | 2015-02-25 | |
| Rep | 证券交易 | 2007-10-26 | 2015-02-25 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2005-07-15 | 2010-12-06 |
| Rep | 期货合约交易 | 2005-07-15 | 2010-12-06 | |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2004-01-26 | 2013-07-24 |
| Rep | 证券交易 | 2004-01-26 | 2015-02-25 |
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