| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2011-03-11 | 2012-05-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2011-03-11 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2007-09-24 | 2010-03-08 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2007-09-24 | 2010-03-08 |
| BLACKROCK (HONG KONG) LIMITED | Rep | 证券交易 | 2007-03-05 | 2007-09-05 |