| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | RO | 就证券提供意见 | 2023-03-02 | 2024-07-15 |
| Rep | 就证券提供意见 | 2022-12-09 | 2023-03-02 | |
| SPDB International Securities Limited | RO | 就证券提供意见 | 2019-12-19 | 2022-11-25 |
| SPDB International Investment Management Limited | Rep | 就证券提供意见 | 2017-05-22 | 2020-04-16 |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | - | 2004-02-11 |
| Rep | 提供自动化交易服务 | - | 2004-02-11 | |
| Rep | 就证券提供意见 | - | 2016-02-24 | |
| Rep | 证券交易 | - | 2016-02-24 |