| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2014-01-10 | 2022-04-29 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2013-09-06 | 2022-04-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2013-09-06 | 2022-04-29 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2010-10-04 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2010-10-04 | 2010-12-06 |