| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2025-10-02 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2010-04-30 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2010-04-30 | 2010-12-06 |
| CAIIS Limited | Rep | 就证券提供意见 | 2009-01-20 | 2010-02-08 |
| Rep | 证券交易 | 2009-01-20 | 2010-02-08 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2008-01-31 | 2008-02-25 |
已采集记录中暂无金管局登记。