| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2020-12-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2015-12-11 | 2020-12-01 |
| Rep | 证券交易 | 2015-12-11 | 2020-12-01 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2015-12-11 | 2016-10-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2015-09-08 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2010-07-05 | 2013-09-05 |
| Rep | 证券交易 | 2010-07-05 | 2015-09-08 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2010-07-05 | 2010-12-06 |
| Rep | 期货合约交易 | 2010-07-05 | 2010-12-06 |