| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2023-10-10 | 2025-03-28 |
| Credit Suisse (Hong Kong) Limited | RO | 就机构融资提供意见 | 2023-03-29 | 2023-10-02 |
| RO | 就证券提供意见 | 2023-03-29 | 2023-10-02 | |
| RO | 证券交易 | 2023-03-29 | 2023-10-02 | |
| Rep | 就机构融资提供意见 | 2014-09-03 | 2023-03-29 | |
| Rep | 就证券提供意见 | 2014-09-03 | 2023-03-29 | |
| Rep | 证券交易 | 2014-09-03 | 2023-03-29 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2008-07-23 | 2014-07-14 |
| Rep | 证券交易 | 2008-07-23 | 2014-07-14 |