| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2010-05-31 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2010-05-31 | 2010-12-06 |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2008-07-31 | 2010-02-26 |
| Rep | 就证券提供意见 | 2008-07-31 | 2010-02-26 | |
| Rep | 证券交易 | 2008-07-31 | 2010-02-26 |