| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Complus Asset Management Limited | Rep | 提供资产管理 | 2020-01-14 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2017-05-25 | 2019-09-28 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2017-05-25 | 2019-09-28 |
| Morgan Stanley Asia Limited | Rep | 就证券提供意见 | 2014-06-16 | 2016-05-27 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2014-04-29 | 2014-06-16 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2010-02-03 | 2013-09-05 |
| Rep | 证券交易 | 2010-02-03 | 2016-05-27 |