| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2011-09-02 | 2012-05-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2011-09-02 | 2012-05-14 |
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | 2008-09-17 | 2011-08-03 |
| Rep | 证券交易 | 2008-07-02 | 2011-08-03 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2008-07-02 | 2011-08-03 |
| Rep | 证券交易 | 2008-07-02 | 2011-08-03 |