| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2024-11-01 | - |
| PIMCO Asia Limited | Rep | 就证券提供意见 | 2022-05-26 | 2024-05-29 |
| Rep | 提供资产管理 | 2022-05-26 | 2024-05-29 | |
| Rep | 证券交易 | 2022-05-26 | 2024-05-29 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2019-01-18 | 2022-02-05 |
| Rep | 证券交易 | 2019-01-18 | 2022-02-05 | |
| Rep | 期货合约交易 | 2016-10-11 | 2022-02-05 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2016-05-19 | 2022-02-05 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2016-05-19 | 2016-10-10 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2011-05-30 | 2013-09-05 |
| Rep | 证券交易 | 2011-05-30 | 2016-02-05 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2011-05-30 | 2016-02-05 |
已采集记录中暂无金管局登记。