| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | RO | 证券交易 | 2023-07-28 | - |
| Rep | 证券交易 | 2021-10-07 | 2023-07-28 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2016-05-16 | 2019-08-14 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2010-04-26 | 2013-09-05 |
| Rep | 证券交易 | 2005-09-28 | 2019-08-14 |