| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2014-09-02 | 2017-08-11 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2010-04-26 | 2013-09-05 |
| Rep | 证券交易 | 2007-09-10 | 2017-08-11 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2004-01-20 | 2004-08-19 |
| Rep | 证券交易 | 2003-08-05 | 2004-08-19 |