| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2007-01-22 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2007-01-22 | 2010-12-06 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2006-10-09 | 2006-11-09 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2006-10-09 | 2006-11-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2006-02-06 | 2006-10-03 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2004-06-21 | 2006-10-03 |