| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2018-11-15 | - |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2018-11-07 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2014-09-19 | 2018-08-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2013-06-18 | 2014-06-05 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2013-06-18 | 2014-06-05 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2012-01-20 | 2013-03-19 |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2007-03-22 | 2010-01-18 |
| Rep | 证券交易 | 2007-03-22 | 2013-03-19 |