| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yellow River Global Capital Limited | RO | 就证券提供意见 | 2016-04-21 | - |
| RO | 提供资产管理 | 2016-04-21 | - | |
| RO | 证券交易 | 2016-04-21 | 2018-06-13 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2007-08-09 | 2015-12-31 |
| Rep | 证券交易 | 2007-08-09 | 2015-12-31 | |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2007-01-04 | 2007-04-24 |
| Rep | 就机构融资提供意见 | 2003-07-12 | 2007-04-24 | |
| Rep | 就证券提供意见 | 2003-07-12 | 2007-04-24 |