| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就期货合约提供意见 | 2013-08-06 | - |
| Rep | 就证券提供意见 | 2013-08-06 | - | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2013-07-24 | - |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2011-05-19 | - |
| Rep | 提供自动化交易服务 | 2011-05-19 | 2013-07-24 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2011-05-19 | - |
| Rep | 证券交易 | 2011-05-19 | - | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2010-07-12 | 2010-10-11 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2010-07-12 | 2010-10-11 |