| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited | RO | 证券交易 | 2020-04-02 | - |
| Rep | 就证券提供意见 | 2020-02-10 | - | |
| Rep | 证券交易 | 2017-03-17 | 2020-04-02 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 证券交易 | 2016-10-17 | 2017-03-14 |
| Morgan Stanley Asia Limited | Rep | 就期货合约提供意见 | 2013-07-24 | 2016-01-08 |
| Rep | 就证券提供意见 | 2013-07-24 | 2016-01-08 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2013-07-24 | 2016-01-08 |
| Rep | 期货合约交易 | 2010-12-06 | 2016-01-08 | |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2006-09-14 | 2013-07-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2006-05-12 | 2010-12-06 |
| Rep | 期货合约交易 | 2006-05-12 | 2010-12-06 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 证券交易 | 2006-05-02 | 2016-01-08 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2006-04-11 | 2016-01-08 |
| Quam Securities Limited | Rep | 证券交易 | 2006-03-07 | 2006-03-16 |
| Virtu ITG Hong Kong Limited | Rep | 提供自动化交易服务 | 2003-05-13 | 2005-09-12 |
| ITG SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-04-25 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-04-25 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-04-25 | |
| Rep | 证券交易 | 2003-04-01 | 2003-04-25 | |
| Virtu ITG Hong Kong Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-05-13 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-05-13 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-05-13 | |
| Rep | 证券交易 | 2003-04-01 | 2005-09-12 |
已采集记录中暂无金管局登记。