| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2011-02-01 | 2012-04-05 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2011-02-01 | 2012-04-05 |
| Rep | 证券交易 | 2011-02-01 | 2012-04-05 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2006-09-25 | 2012-04-05 |
| SOFAER GLOBAL RESEARCH (HK) LIMITED | Rep | 就机构融资提供意见 | - | 2003-12-22 |
| Rep | 就证券提供意见 | - | 2004-08-09 | |
| Rep | 提供资产管理 | - | 2004-08-09 |