| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2019-09-05 | 2019-09-12 |
| Rep | 证券交易 | 2019-03-04 | 2019-03-08 | |
| Rep | 期货合约交易 | 2018-09-03 | 2018-09-07 | |
| Rep | 证券交易 | 2018-09-03 | 2018-09-07 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2018-09-03 | 2018-09-07 |
| Rep | 证券交易 | 2018-09-03 | 2018-09-07 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2017-10-20 | 2018-05-25 |
| Rep | 证券交易 | 2017-10-20 | 2018-05-25 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2017-10-20 | 2018-05-25 |
| Rep | 证券交易 | 2017-10-20 | 2018-05-25 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2007-08-07 | 2017-05-25 |