| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2021-12-03 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2010-09-01 | 2013-09-05 |
| Rep | 证券交易 | 2010-09-01 | 2021-12-03 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2010-09-01 | 2010-12-06 |
| Rep | 期货合约交易 | 2010-09-01 | 2010-12-06 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-10-10 | 2008-11-15 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就证券提供意见 | 2007-07-11 | 2008-09-29 |