Tam, Ka Yun 譚家潤 Hong Kong SFC License Details (ID 89620)

Tam, Ka Yun 譚家潤 Hong Kong SFC License Details (ID 89620)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2013-09-02	-
Merrill Lynch Far East Limited	Rep	期货合约交易	2013-09-02	-
	Rep	证券交易	2013-09-02	-
Morgan Stanley Hong Kong Securities Limited	Rep	提供自动化交易服务	2013-07-24	2013-07-31
Morgan Stanley Asia Limited	Rep	提供自动化交易服务	2011-06-29	2013-07-24
	Rep	证券交易	2011-06-29	2013-07-31
Morgan Stanley Hong Kong Securities Limited	Rep	期货合约交易	2011-06-29	2013-07-31
	Rep	证券交易	2011-06-29	2013-07-31
ALL OPTIONS ASIA LIMITED	Rep	期货合约交易	2010-06-17	2010-12-31
	Rep	证券交易	2010-06-17	2010-12-31
All Options Hong Kong Limited	Rep	期货合约交易	2010-06-17	2010-12-31
	Rep	证券交易	2010-06-17	2010-12-31
IMC Asia Pacific Limited	Rep	期货合约交易	2009-07-13	2010-03-01
	Rep	证券交易	2009-07-13	2010-03-01