| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2015-03-13 | 2016-11-26 |
| Rep | 期货合约交易 | 2015-03-13 | 2016-11-26 | |
| Rep | 证券交易 | 2015-03-13 | 2016-11-26 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2013-08-01 |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | - | 2004-02-11 |
| Rep | 就证券提供意见 | - | 2004-02-11 | |
| Rep | 提供自动化交易服务 | - | 2004-02-11 | |
| Rep | 证券交易 | - | 2013-08-01 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | - | 2004-02-11 |
| Rep | 期货合约交易 | - | 2010-12-06 |