| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2015-12-08 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2010-01-13 | 2013-09-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2010-01-13 | 2010-12-06 |
| Rep | 期货合约交易 | 2009-10-29 | 2010-12-06 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2009-10-23 | 2015-12-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2006-08-28 | 2009-07-22 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 证券交易 | 2005-01-26 | 2006-07-29 |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2005-01-26 | 2006-07-29 |